-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdjKZ2skxViK0hVvirNkIhY5n29AqxjMd+eBCtQz6gG/8+UKpNM1oAKyfK84Cewj 91DP8PyL4uRm2vIP9RbhJQ== 0001193125-08-023663.txt : 20080208 0001193125-08-023663.hdr.sgml : 20080208 20080208083112 ACCESSION NUMBER: 0001193125-08-023663 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58463 FILM NUMBER: 08586881 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(RULE 13D-102)

 

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

Finisar Corporation

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

31787A101

(CUSIP Number)

 

 

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

CUSIP No. 31787A101   Page 1 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

The PNC Financial Services Group, Inc. 25-1435979

    
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

    
  3)  

SEC USE ONLY

 

    
  4)  

Citizenship or Place of Organization

 

Pennsylvania

    

 

Number of   Shares  

Beneficially   Owned By  

Each  

Reporting  

Person  

With  

 

  

  5)    Sole Voting Power

 

          15,734,716

 

  6)    Shared Voting Power

 

          -0-

 

  7)    Sole Dispositive Power

 

          15,731,641

 

  8)    Shared Dispositive Power

 

          -0-

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

15,734,716

    
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

  

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

5.10

    
12)  

Type of Reporting Person

 

HC

    

 

CUSIP No. 31787A101   Page 2 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

PNC Bancorp, Inc. 51-0326854

    
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

    
  3)  

SEC USE ONLY

 

    
  4)  

Citizenship or Place of Organization

 

Delaware

    

 

Number of   Shares  

Beneficially   Owned By  

Each  

Reporting  

Person  

With  

 

  

  5)    Sole Voting Power

 

          15,734,716

 

  6)    Shared Voting Power

 

          -0-

 

  7)    Sole Dispositive Power

 

          15,731,641

 

  8)    Shared Dispositive Power

 

          -0-

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

15,734,716

    
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

  

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

5.10

    
12)  

Type of Reporting Person (See Instructions)

 

HC

    

 

CUSIP No. 31787A101   Page 3 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

PNC Bank, National Association 22-1146430

    
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

    
  3)  

SEC USE ONLY

 

    
  4)  

Citizenship or Place of Organization

 

United States

    

 

Number of   Shares  

Beneficially   Owned By  

Each  

Reporting  

Person  

With  

 

  

  5)    Sole Voting Power

 

          15,734,716

 

  6)    Shared Voting Power

 

          -0-

 

  7)    Sole Dispositive Power

 

          15,731,641

 

  8)    Shared Dispositive Power

 

          -0-

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

15,734,716

    
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

  

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

5.10

    
12)  

Type of Reporting Person (See Instructions)

 

BK

    

 

Page 4 of 7 Pages

ITEM 1(a) - NAME OF ISSUER:

Finisar Corporation

ITEM 1(b) - ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

1389 Moffett Park Drive

Sunnyvale, CA 94089

ITEM 2(a) - NAME OF PERSON FILING:

The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; and

PNC Bank, National Association

ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE:

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

PNC Bancorp, Inc. - 300 Delaware Avenue, Suite 304, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

ITEM 2(c) - CITIZENSHIP:

The PNC Financial Services Group, Inc. - Pennsylvania

PNC Bancorp, Inc. - Delaware

PNC Bank, National Association - United States

ITEM 2(d) - TITLE OF CLASS OF SECURITIES:

Common Stock

ITEM 2(e) - CUSIP NUMBER:

31787A101

ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:

 

(a)

    ¨    Broker or dealer registered under Section 15 of the Exchange Act;

(b)

    x    Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

    ¨    Insurance Company as defined in Section 3(a)(19) of the Exchange Act;

(d)

    ¨    Investment Company registered under Section 8 of the Investment Company Act;

(e)

    ¨    An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

    ¨    An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

    x    A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

    ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

    ¨    A Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act;

(j)

    ¨    Group, in accordance with Rule 13d(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨

Page 5 of 7 Pages

 

ITEM 4 - OWNERSHIP:   

The following information is as of December 31, 2007:

   

(a)

    Amount Beneficially Owned:    15,734,716 shares

*See the response to Item 6.

 *

 

(b)

    Percent of Class:    5.10  

(c)

    Number of shares to which such person has:   
  

  (i) sole power to vote or to direct the vote

    15,734,716  
  

 (ii) shared power to vote or to direct the vote

    -0-  
  

(iii) sole power to dispose or to direct the disposition of

    15,731,641  
  

(iv) shared power to dispose or to direct the disposition of

    -0-  

ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

Not Applicable.

ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

The total shares of Common Stock reported herein are held in accounts at PNC Bank, National Association in a fiduciary capacity.

ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:

PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)

PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)

ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

Not Applicable.

ITEM 9 - NOTICE OF DISSOLUTION OF GROUP:

Not Applicable.

Page 6 of 7 Pages

ITEM 10 - CERTIFICATION:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 8, 2008
Date
By:   /s/ Joseph C. Guyaux
Signature - The PNC Financial Services Group, Inc.
Joseph C. Guyaux, President
Name & Title
February 8, 2008
Date
By:   /s/ Maria C. Schaffer
Signature - PNC Bancorp, Inc.
Maria C. Schaffer, Executive Vice President
Name & Title
February 8, 2008
Date
By:   /s/ Joseph C. Guyaux
Signature - PNC Bank, National Association
Joseph C. Guyaux, President
Name & Title

Page 7 of 7 Pages

EXHIBIT A

AGREEMENT

February 8, 2008

The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the “Act”) in connection with their beneficial ownership of common stock issued by Finisar Corporation.

Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act.

Each of the undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but none is responsible for the completeness or accuracy of the information concerning the others.

This Agreement applies to any amendments to Schedule 13G.

 

THE PNC FINANCIAL SERVICES GROUP, INC.
BY:   /s/ Joseph C. Guyaux
  Joseph C. Guyaux, President
PNC BANCORP, INC.
BY:   /s/ Maria C. Schaffer
  Maria C. Schaffer, Executive Vice President
PNC BANK, NATIONAL ASSOCIATION
BY:   /s/ Joseph C. Guyaux
  Joseph C. Guyaux, President
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